Operations Knowledge Base

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50+ desk playbooks and runbooks covering trade staging, matching, settlement, and asset servicing.

Equity Capital Markets (IPOs, Follow-Ons, Rights Issues, Block Trades)

A service that helps companies raise funds by issuing new shares to the public or institutional investors in the stock market.

Equity Capital Markets (ECM) services facilitate the raising of capital by issuing equity instruments, such as shares. This includes Initial Public Offerings (IPOs) for companies listing on a stock exchange for the first time, as well as follow-on offerings, rights issues, and block trades for already public companies seeking additional capital or managing large shareholder transitions.

The core function of ECM is to connect organizations that need capital to grow, reduce debt, or provide liquidity to early investors with the broader investing public. The process involves structuring the offering, pricing the shares based on market demand, and distributing them to a wide network of institutional and retail investors.

By utilizing ECM services, companies can access significant capital pools while simultaneously raising their public profile. The process requires careful timing, as market sentiment can significantly influence the success and pricing of an equity offering.